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ASSISTED LIVING LITIGATION
  • T. Daniel Frith, III
  • Frith Law Firm, P.C.
  • 303 Washington Avenue
  • Roanoke, VA 24016
  • 540.985.0098
  • www.frithlawfirm.com
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ASSISTED LIVING FACILITIES
  • The new nursing homes
    • 36,000 licensed ALFs nationwide with 1 million residents
    • OBRA doesn’t apply – basically unregulated
    • Most charge fees in excess of Medicaid – highly profitable
    • Competing with nursing homes for residents – taking Alzheimer’s patients and placing them on Memory Units


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STANDARDS OF CARE
    • Not a ‘Health Care Provider” as defined by Virginia Code – but may market itself as such
    • Doesn’t adhere to OBRA – Nursing Home Reform Act
    • Virginia ALFs – oversight with Department of Social Services – state regulation historically ineffective – effect of Washington Post articles
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WHO SHOULD NOT BE ADMITTED
  • Ventilator dependent
  • Dermal ulcers III and IV except those stage III ulcers which are determined by an independent physician to be healing
  • Intravenous therapy or injections directly into the vein, except for intermittent intravenous therapy managed by a health care professional licensed in Virginia
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WHO SHOULD NOT BE ADMITTED
  • Airborne infectious disease in a communicable state that requires isolation of the individual or requires special precautions by the caretaker to prevent transmission of the disease, including diseases such as tuberculosis
  • Psychotropic medications without appropriate diagnosis and treatment plans
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WHO SHOULD NOT BE ADMITTED
  • Nasogastric tubes
  • Gastric tubes except when the individual is capable of independently feeding himself and caring for the tube
  • Individuals presenting an imminent physical threat or danger to self or others
  • Individuals requiring continuous licensed nursing care
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WHO SHOULD NOT BE ADMITTED
  • Individuals whose physician certifies that placement is no longer appropriate
  • Individuals whose health care needs cannot be met in the specific assisted living facility as determined by the facility
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INVESTIGATION OF ALF CASE
  • Obtain facility records – not much to look at
  • Obtain PCP’s records
  • Obtain available hospital records
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INVESTIGATION OF ALF CASE
  • Make FOIA request for ownership and licensure records from Dept. of Social Services – surveys and complaint investigations
  • Interview ex-employees
  • Obtain ALF marketing materials –written and Internet
  • Check Admission Contracts for Mandatory Arbitration Provision – more later!
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INVESTIGATION OF ALF CASE
  • Get the records reviewed by a DON or Administrator of an ALF facility
    • Hard to find
      • Local Contacts
      • National Associations – Assisted Living Federation of America
      • State Associations – State Affiliate ALFA
      • James Madison University – Dept of Health Sciences
      • Mary Baldwin College – Health Care Administration Program
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THEORIES OF RECOVERY
  • Improper Admission
  • Improper/Inadequate Fall-Risk Assessment
  • Failure to Provide Safe Environment
  • Breach of Contract
  • Violation of Virginia Consumer Protection Act Va. Code Ann. §59.1-196 et seq. by misrepresenting goods and services
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THEORIES OF RECOVERY
  • Negligent Hiring or Retention
  • Wrongful Death and Survival are not mutually exclusive
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MANDATORY ARBITRATION
  • Corporate America wants to take away the right to a jury trial
  • Corporate America wants to limit your so you  cannot prove you case
  • Corporate America wants to limit the amount of your damages – more severely than Virginia law
  • Corporate America wants to pick who decides your case
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DEFENSES TO ARBITRATION
  • Number 1 Defense:


  •    For Nursing Homes and “healthcare providers” – you have at least 60 days to opt out – more if incompetent or death occurs per Va. Code Ann. 8.01-581.12
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DEFENSES TO ARBITRATION
    • Make Certain the Admission Agreement was properly executed
    • Double Check Documents Dealing with Powers-of-Attorney and “Responsible Party” Language
    • Corporate Shell Game – Make Certain the Defendant has Standing to Move for Arbitration
    • Some Arbitration Provisions Violate the Rules/Procedures of the American Arbitration Association
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DEFENSES TO ARBITRATION
  • Nursing Homes which Accept Medicaid Cannot Require Additional Consideration
  • Unconscionability
  • Violation of Constitutional Right to Jury Trial
  • Lack of Mutuality
  • Unenforceable as Contract of Adhesion
  • Cannot Apply to Wrongful Death Claims
  • Breach of Fiduciary Duty
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KEEP UP THE GOOD FIGHT!